• Compliance features including automatic OFAC and FINCEN client searches, Breakpoint verification, 3-Year Client Contact Letters, WebCRD interface with Licensing & Broker Registration verification, Insurance Appointments and much more
  
  

• Online Broker Access to Commission Statements, Transactions and Client Account Information

• Daily and commission Interfaces to Clearing Firms, Transfer Agents, Mutual Funds and Insurance carriers

• Daily and historical exception reporting

• Unlimited Client, Broker, Branch, Approved Products, and Transaction Processing

• Comprehensive Broker Licensing and Client Suitability Verification

• Daily Security and Insurance Blotters

• Precise Receivable and Payable Reporting

• Detailed Broker Commission Statements and Checks

• Commissions Tracking, Preparation and Disbursement

• Client and Broker Mailing Labels and Lists

• Comprehensive Broker and Branch Office Production Analysis

• Year-End License Renewal Fee Billings and 1099 Statements

• Multi-user LAN Compatibility

FoxTrot manages an unlimited number or approved products, clients, registered brokers, and branch offices within a Broker/Dealer firm. FoxTrot verifies important regulatory matters such as client investment suitability, client-to-investment product objective compatibility, broker and Broker/Dealer licensing requirements, and product blue-sky limitation. FoxTrot Software has developed standard interfaces to a variety of clearing firms, transfer agents, and mutual fund companies to permit electronic download of client, transaction and commission data. The systems ability to automatically import this data greatly reduces the staffing costs spent on manual data entry.