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Updated Jun 19, 2007
 


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Sample Reports
     Order Entry
         
DAILY BLOTTER - SUMMARY REPORT
         
DAILY INSURANCE BLOTTER REPORT
         
DAILY SECURITIES BLOTTER REPORT
         
ORDER CONFIRMATION REPORT

     Commission Processing
     
    BATCH REPORT
         
PENDING COMMISSION LIST
         
COMMISSION POSTING LOG
         
TOTAL TRANSACTIONS REPORT
         
AGED REPORT
         
RECEIVABLES REPORT
         
PAYABLES REPORT
         
HOLD REPORT


     Payroll Processing
         
PAYROLL ADJUSTMENT LOG
         
COMMISSION PAYABLE REPORT
         
BROKER COMMISSION STATEMENT
         
BROKER COMMISSION CHECKS
         
COMPANY COMMISSION STATEMENT
         
BROKERS WITHOUT PRODUCTION
         
CURRENT CHECK REGISTER
         
PERMANENT CHECK REGISTER
         
PAYROLL SUMMARY
         
EMAIL LOG
         
OVERRIDE REPORT
         
PAYROLL ADJUSTMENTS BY TIME PERIOD


     Transaction Reports
         
COMMISSIONS PAID
         
COMMISSIONS RECEIVED NOT PAID
         
TRANSACTIONS SINGLE BROKER
         
TRANSACTIONS FOR ALL BROKERS
         
TRANSACTIONS BY CLIENT
         
TRANSACTIONS BY PRODUCT CATEGORY
         
TRANSACTIONS BY PRODUCT
         
TRANSACTION BY SPONSOR
         
TRANSACTION BY TIME PERIOD
         
BROKER TRANSACTION DETAIL
         
DELETED TRANSACTIONS


     Production Reports
         
PRODUCTION BY PRODUCT CATEGORY, SORTED BY AMOUNT
         
PRODUCTION BY PRODUCT CATEGORY, SORTED BY SPONSOR
         
CATEGORY SUMMARY
         
BROKER RANKING BY CONCESSION
         
BROKER RANKING BY EARNINGS
         
BROKER RANKING BY SALES
         
MONTHLY BROKER PRODUCTION
         
MONTHLY BRANCH PRODUCTION
         
CONSOLIDATED PRODUCTION
         
PERIODIC BROKER PRODUCTION
         
PRODUCTION BY SPONSOR
         
ANNUAL BROKER REPORT
         
BROKER STATE PRODUCTION
         
CLIENT RANKING
         
TRANSACTION COUNT
         
YEAR TO DATE EARNINGS
         
PRODUCT MIX


     Approved Product Reports
        
  PRODUCT LIST
         
FUND COMPANY DETAIL LIST


     Client Account Reports
     
    ACCOUNT POSITIONS BY BROKER
    
     ACCOUNT POSITIONS BY CLIENT
          ACCOUNT POSITIONS ALL CLIENTS
    
     CLIENT LIST ALPHABETICAL DETAIL
          CLIENT LIST ALPHABETICAL SUMMARY
    
     CLIENT LIST BY REP DETAIL
          CLIENT LIST BY REP SUMMARY
    
     CLIENT LIST BY PRODUCT DETAIL
          CLIENT LIST BY PRODUCT SUMMARY
    
     CLIENT LIST BY SPONSOR DETAIL
          CLIENT LIST BY SPONSOR SUMMARY
    
     CLIENT LIST BY ZIP CODE DETAIL
    
       CLIENT LIST BY ZIP CODE SUMMARY
          CLIENT LIST BY OPEN DATE DETAIL
    
     CLIENT LIST BY OPEN DATE SUMMARY
    
     CLIENT LIST BY LAST TRADE DATE DETAIL
          CLIENT LIST BY LAST TRADE DATE SUMMARY
    
     CLIENT LIST BY DOB DETAIL
          CLIENT LIST BY DOB SUMMARY
    
     DO NOT CONTACT CLIENT LIST DETAIL
          DO NOT CONTACT CLIENT LIST SUMMARY

     Broker Reports
          BROKER LIST ALPHABETICAL
         
BROKER LIST BY EMPLOYMENT DATE
         
BROKER LIST BY BRANCH
         
TERMINATED BROKER LIST
         
FIXED RATES
         
SLIDING RATES
         
FORM 1099


     Branch Reports
          BRANCH LIST

     Compliance Reports
          LICENSE RENEWAL
         
BROKER REGISTRATION
         
AUDIT REPORT
         
STATE LICENSES
         
CLIENT ACTIVITY BY TIME PERIOD
         
TRANSACTION EXCEPTIONS BY BROKER
         
TRANSACTION EXCEPTIONS BY CLIENT
         
INVESTMENT OBJECTIVES
         
ACCOUNT TYPES
         
REQUIREMENT EXCEPTIONS
         
CONTINUING EDUCATION
         
INSURANCE APPOINTMENTS


     Miscellaneous Reports
        
  APPROVED ACCESS USER LIST
         
CLIENT REASSIGNMENT


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